I searched the risk management opportunity on the LinkedIn website. I directly apply for this internship position and passed three interviews.

In my role. I:

• Assist in gathering regulatory intelligence using internal FINRA systems.
• Assist with analyzing member firms’ financial, operational, and business conduct practices for compliance with industry regulations and rules.
• Assist in analyzing internal and external data to assess inherent risks of member firms and develop regulatory responses to address risk areas.
• Assist in monitoring (including coordination with specialists) of member firms with respect to identified and emerging risks.
• Participate in discussions with senior risk monitoring analysts and supervisors regarding identified and emerging risks of member firms.

Work Experience
  • Risk Monitoring Analyst Intern
  • Finra
Enterprise Risk Management, Finance / Insurance, Major US Cities, United States
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